Accomplished, results-driven senior executive leader with proven versatility in the areas of compliance, risk management, audit, internal controls, accounting, and corporate governance. Strong communicator and relationship builder; collaborative business partner. Hands-on leadership experience in early-stage start-up and pre-IPO financial technology companies. Expertise: - 27+ yrs. experience in banking & financial services - FinTech, industrial and traditional banking models - Leading & developing high performing teams - Regulatory & consumer compliance, audit & risk management - Program development & process rigor - SOX, FDICIA & ERM/COSO Internal Control Framework - Certified Public Accountant (active)
Chief Compliance Officer at First Electronic Bank
MBA