Bio

I am an accomplished, analytical compliance officer with an extensive background developing, implementing and administering compliance programs within the financial services industry. I have been recognized several times for my stellar performance managing companywide compliance programs, appropriate risk management standards, policies, procedures, plans and controls consistent with regulatory policies. I have spent extensive time collaborating with regulatory staff developing and delivering reports advising management on emerging compliance issues. I frequently revise compliance programs as required by changes in law, policy and procedures. The policies and programs I have developed not only encourages managers and employees to report suspected fraud, but streamlines the process.