Bio

Highly experienced Director in compliance, operations, and service. Particular strengths in leadership, customer relations, problem solving, managing multiple responsibilities, results oriented, and ability to adapt to foreign cultures. Specialties: FINRA Series 3: Registered with the NFA Certified Securities & Investment Institute (SII) Unit 01 - FCA Financial Regulations Responsible Manager’s Australian Regulatory Course -RG146 Compliant: AESG: General Knowledge AES3: Derivatives AES8: Foreign Exchange LTFX Responsible Officer Exam: Hong Kong -Paper 1: Regulatory