Bio

Experienced Chief Financial Officer and Chief Operating Officer with demonstrated history of working in the capital markets industry. Skilled in leading finance, clearing, treasury, risk management and operations for industry participants including broker dealers, futures commission merchants and proprietary trading firms across multiple asset classes including futures contracts, securities, digital assets, foreign exchange products and other derivative financial instruments. Strong finance professional with extensive experience in financial and regulatory reporting, clearing operations, and implementing most efficient organizational structures for trading teams. Proven to maintain strong relationships with exchanges, counterparties and regulators. Knowledgeable about the CFTC and SEC net capital rules, SEC customer protection rules, SEC market access rules, CFTC segregation, secured and sequestered rules, as well as the financial requirements of listed derivatives exchanges and the FICC.