I oversee ERISA compliance, DOL/IRS/SEC/PBGC activities, and the legislative landscape for more than 50,000 clients and 7,000 associates. Our associates use a comprehensive approach as a consultative partner in the areas of regulatory and legislative compliance, investment, pension risk management and vendor management. I would like to connect with other industry-related professionals including attorneys, in-house counsel, compliance officers and government officials. Specialties: Employee Benefits, ERISA Law, Fiduciary Risk Management, Retirement, Compliance, ESOPS, Investment Advice, Financial Services, DOL, EBSA
Chief Legal Officer, Retirement at Creative Planning
J.D., Law